Application of dimensional analysis and multi-gene genetic programming to predict the performance of tunnel boring machines

https://doi.org/10.1016/j.asoc.2022.108997Get rights and content

Highlights

  • Models to predict tunnel boring machines performance are reviewed and discussed.

  • Dimensional homogeneity is fulfilled using dimensional analysis.

  • Multi-gene genetic programming are used to develop equations for modeling.

  • The developed model gives 21.7% better results than the best existing model.

Abstract

An accurate prediction of tunnel boring machine (TBM) performance is one of the complex and crucial issues encountered frequently in tunnel construction, which is the aim of the present study. An improved methodology using dimensional analysis (DA) and multi-gene genetic programming (MGGP) is proposed to obtain a practical and accurate model which can predict TBM performance. Three dimensionless parameters are introduced by applying DA to predict TBM performance more efficiently. These parameters can represent TBM and rock features. The MGGP, as a powerful technique for developing a practical correlation model, was adopted to develop highly accurate models using GPTIPS (Genetic Programming Toolbox for the Identification of Physical Systems). A well-known database of a hard rock mechanized tunneling project of the Queens water conveyance tunnel was used to evaluate the performance of the proposed methodology. The performances of the developed models were examined and compared with other reported models using three statistical criteria. Regarding the sum of squared deviations (SSD), the developed model yielded 21.7% better results than the best existing model. Moreover, it was found that the presented dimensionless parameters have physical meaning and are much better parameters to develop a model for TBM performance prediction.

Section snippets

Code metadata

Permanent link to reproducible Capsule: https://doi.org/10.24433/CO.2271112.v1.

Methodology

This section describes a technique called dimensional analysis and a data correlation method called multi-gene genetic programming.

Data collection and analysis

The present study applies the combination of the DA and MGGP approaches to consider multiple influencing characteristics of the ground in the predictive modeling of hard rock TBM performance. To this end, a well-known database collected and presented by Yagiz [19] from a hard rock mechanized tunneling project of the Queens Water Conveyance Tunnel # 3 (QWCT#3) is used. The QWCT#3, constructed between 1997 and 2000, was intended to improve fresh water distribution throughout New York, USA. The

Performing the DA

To predict the ROP (m/h) as the dependent variable, three intact rock properties [i.e., UCS (MPa), BTS (MPa), and BI (kN/mm)], two rock mass properties [i.e., α (degree) and DPW (m)], and two TBM specifications [MD(m) and CS (sec −1)] are considered as independent variables. To perform dimensional analysis of the TBM performance prediction problem, we apply the exponent method with the following steps:

Step 1. Defining significant independent variables ROP=fUCS,BTS,BI,DPW,α,CSStep 2. Considering

Performance evaluation criteria

In order to evaluate the performance of the developed models using MGGP compared to existing approaches, three criteria, i.e., the determination coefficient (R2), mean absolute percentage error (MAPE), and the sum of squared deviations (SSD), between the predicted values and measured data points are used as follows: R2=11MROPOROPP21MROPOROP¯O2MAPE=1M1M|ROPOROPP|ROPOSSD=1MROPOROPP2 where ROPO, ROP¯O, and ROPP are respectively the observed (measured) values, the mean of the observed

Results of the developed models using MGGP and practical verification

The fitness function of the MGGP is to minimize the sum of squared deviations (SSD) between the predicted values and observed data points. The SSD is known as an effective objective function to minimize the errors between field data and predicted results [e.g., [53], [54]]. The SSD can be defined as: MinimizeSSDDL=1MROPODLROPPDL2where SSDDL denotes the dimensionless value of SSD, ROPODL is the observed value of ROPDL in the field conditions, ROPPDL is the corresponding value predicted by the

Discussion

One of the most important steps in developing a model is the study into the effects of input parameters on outputs [57], [58]. Accordingly, this section discusses the effects of independent variables on the prediction of ROPDL. The effectiveness of the proposed dimensionless variables is also analyzed.

Fig. 12 presents the variation of the UCS and BTS along the studied tunnel. Clearly, no significant relationship can be observed between the UCS and BTS. This relationship is shown more clearly in

Summary and conclusions

The present study proposes an improved methodology based on dimensional analysis and a data correlation method for the first time to obtain a practical and accurate model for TBM performance prediction. In order to represent TBM and rock properties, three dimensionless parameters, including ROPDL, UCSDL, and BTSDL were introduced using dimensional analysis. The multi-gene genetic programming was adopted to optimize both parameters and structure of the prediction models. A reliable and

CRediT authorship contribution statement

Majid Kazemi: Methodology, Validation, Writing – review & editing, Data curation, Investigation, Visualization. Reza Barati: Conceptualization, Methodology, Validation, Writing – review & editing, Data curation.

Declaration of Competing Interest

The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.

References (58)

  • YagizS. et al.

    Application of various optimization techniques and comparison of their performances for predicting TBM penetration rate in rock mass

    Int. J. Rock Mech. Min. Sci.

    (2015)
  • ArmaghaniD.J. et al.

    Development of hybrid intelligent models for predicting TBM penetration rate in hard rock condition

    Tunn. Undergr. Space Technol.

    (2017)
  • GaoX. et al.

    Recurrent neural networks for real-time prediction of TBM operating parameters

    Autom. Constr.

    (2019)
  • SamaeiM. et al.

    Performance prediction of tunnel boring machine through developing high accuracy equations: A case study in adverse geological condition

    Measurement

    (2020)
  • BaratiR. et al.

    Development of empirical models with high accuracy for estimation of drag coefficient of flow around a smooth sphere: An evolutionary approach

    Powder Technol.

    (2014)
  • ChengZ.L. et al.

    Genetic programming model for estimating soil suction in shallow soil layers in the vicinity of a tree

    Eng. Geol.

    (2020)
  • JingL.J. et al.

    A case study of TBM performance prediction using field tunnelling tests in limestone strata

    Tunn. Undergr. Space Technol.

    (2019)
  • ArmaghaniD.J. et al.

    Application of several optimization techniques for estimating TBM advance rate in granitic rocks

    J. Rock Mech. Geotech. Eng.

    (2019)
  • BaziarM.H. et al.

    Prediction of strain energy-based liquefaction resistance of sand–silt mixtures: an evolutionary approach

    Comput. Geosci.

    (2011)
  • TurtonR. et al.

    A short note on the drag correlation for spheres

    Powder Technol.

    (1986)
  • YagizS. et al.

    Application of two non-linear prediction tools to the estimation of tunnel boring machine performance

    Eng. Appl. Artif. Intell.

    (2009)
  • BaratiR. et al.

    Issues in Eulerian–Lagrangian modeling of sediment transport under saltation regime

    Int. J. Sediment Res.

    (2018)
  • GhasemiE. et al.

    Predicting penetration rate of hard rock tunnel boring machine using fuzzy logic

    Bull. Eng. Geol. Environ.

    (2014)
  • FroughO. et al.

    Application of RMR for estimating rock-mass–related TBM utilization and performance parameters: a case study

    Rock Mech. Rock Eng.

    (2015)
  • HassanpourJ. et al.

    TBM performance analysis in pyroclastic rocks: a case history of Karaj water conveyance tunnel

    Rock Mech. Rock Eng.

    (2010)
  • R.J. Fowel, I. McFeat-Smith, Factors influencing the cutting performance of a selective tunneling machine, in:...
  • OzdemirL.

    Development of Theoretical Equations for Predicting Tunnel Borability

    (1977)
  • FarmerI.W. et al.

    Mechanics of disc cutter penetration

    Tunn. Tunn.

    (1980)
  • SatoK. et al.

    Prediction of disc cutter performance using a circular rock cutting ring

  • Cited by (0)

    The code (and data) in this article has been certified as Reproducible by Code Ocean: (https://codeocean.com/). More information on the Reproducibility Badge Initiative is available at https://www.elsevier.com/physical-sciences-and-engineering/computer-science/journals.

    View full text